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Financial advisors and securities brokerage firms have a legal duty to monitor the actions and recommendations of their brokers to make sure the broker is complying with both FINRA rules and state and federal securities laws. When a broker dealer fails to supervise a broker’s conduct, the firm can be held liable for its failure to supervise. The Frankowski Firm’s attorneys usually bring two claims when a firm fails to watch over broker misconduct for fraud. The first claim is an action against the broker for negligence or securities fraud. The second claim is against the brokerage firm or supervisor for failing to oversee the broker. We handle complex supervision claims for investors throughout the country. Contact us today if you or a loved one have lost money with a broker, we offer a free consultation to review the cause of your loss.
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The Frankowski Firm represents clients throughout the country in FINRA securities arbitration claims. Our track record of success includes winning claims against Regions Morgan Keegan, Raymond James, Morgan Stanley, Edward Jones, Prudential Securities, and other investment firms as well as individual brokers. Schedule an appointment by contacting us now at 888-741-7503 or by completing our contact form.
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Investors who have been the victim of stock broker fraud are often unaware that they have the right to recover. Our investment fraud lawyers have years of experience advocating on behalf of clients whose brokers, advisors and investment firms mismanaged their investments and failed to adequately advise them of potential pitfalls. To speak with a financial investment lawyer now, call us at (888) 741-7503 or click the link below to schedule a free, no obligation, consultation.
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Get help for investment losses by speaking with one of our experienced investment fraud lawyers.The attorneys at The Frankowski Firm bring securities arbitration claims and applicable court cases when stockbrokers and brokerage firms fail to adequately inform and advise their clients. Call us today for a free consultation or click the link below to learn more.
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All investors have rights. Our attorneys fight to protect those rights nationwide, and have recovered millions on behalf of our clients. Contact us today if you have lost money with a stock broker. Your investments matter to your future, and your future matters to us.
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Our firm’s founding partner Richard Frankowski is one of the nation’s leading securities and investment fraud attorneys. Richard represents both individual and institutional investors and has held wrongdoers accountable for their actions for the past two decades. Richard and our other investment fraud lawyers understand and are well versed in the complexities of state and federal securities laws, and the Financial Industry Regulatory Authority (FINRA) rules that govern all aspects of the securities arbitration process. We represent clients before arbitration panels, in court and in mediation proceedings. Contact us today if you believe you have been the victim of any type broker fraud or misconduct. We have a proven track record of helping our clients by obtaining large awards for financial injustice.
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Investors can be wronged in many different ways.The investment fraud lawyers at The Frankowski Firm have years of experience advocating on behalf of clients whose brokers, advisors and investment firms mismanaged their investments and failed to adequately advise them of potential pitfalls.
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The Frankowski Firm has tackled some of the most complex claims of broker fraud in the country. Call us today if you believe you may have a claim or click the link below to learn more:
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What damages can be awarded in FINRA arbitration cases? At The Frankowski Firm, our goal is not just to win a client's case, but to get the maximum financial award that we can for the client. Click the link below to learn more.
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If your stockbroker has not fulfilled his or her obligations to you, and that breach of duty caused you to lose money, then you can pursue compensation through a claim. As an investor, you have a “Bill of Rights” designed to protect your interests and your investments from acts of fraud or wrongdoing. Contact us today if you have lost money with a stock broker and believe you may have a claim.
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What are your rights when stockbrokers act fraudulently or negligently?
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Most broker fraud and negligence cases are now heard through FINRA (Financial Industry Regulatory Authority) arbitration. Securities arbitration is mandated for most investor disputes because brokerage firms usually include an arbitration provision in their contracts with investor clients. Once you sign their contract, you are usually obligated to abide by that contract. That means giving up your right to a trial by a jury of your peers, and going to FINRA arbitration to resolve any disputes you may have with your broker or firm. If you or a loved have lost money with a broker, contact us today to schedule a free, no obligation consultation.
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Our investment loss attorneys have the expertise to guide you through the process of trying to seek redress.
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The Frankowski Firm is dedicated to protecting and upholding the rights of investors throughout the country. We invite you to learn more about our current investigations.
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The Frankowski Firm concentrates its practice on helping investors who have lost money or failed to get a reasonable return on investments. Contact us today for a free consultation if you believe you have been the victim of negligent or fraudulent actions by an investment company or brokerage firm.
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Each year millions of people place their trust in stock brokers and brokerage firms to handle their investments.Unfortunately, investments do not always turn out like they are initially presented. Clients are sometimes taken advantage of by unscrupulous brokers and investment advisors. Contact us for a free consultation if you believe you may have been the victim of broker fraud or misconduct.
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What is the FINRA Arbitration Process?
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The Frankowski Firm is dedicated to protecting and upholding the rights of investors throughout the country. We invite you to learn more about our current investigations.
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Victims of investment fraud have a right to seek satisfaction in court or arbitration. Contact us today to schedule a free consultation if you have lost money with a broker or investment firm.
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The Frankowski Firm is dedicated to protecting and upholding the rights of investors throughout the country. We invite you to learn more about our current investigations by clicking the link below:
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What kinds of investment injury claims do our attorneys handle? The Frankowski firm has tackled some of the most complex claims of broker fraud in the country, and are well equipped to handle almost any case. Contact us today if you or a loved one have lost money with a broker.
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What kinds of actions constitute securities negligence or stock broker frauds? Conduct that is irresponsible can give rise to a civil cause of action. Brokers who fail to recommend investments that are suitable for their clients’ stated goals and needs can be sued for negligence. Contact us today if you have lost money with a broker or believe you may have a claim.
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Can an investment fraud attorney help recover losses? If your stockbroker has not fulfilled his or her obligations to you, and that breach of duty caused you to lose money, then you can pursue compensation through a claim. If you believe you were a victim of stockbroker fraud, The Frankowski Firm may be able to help. We maintain offices, and are available for consultation, in multiple states throughout the U.S.
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Investors can suffer financial harm for a variety of reasons. In addition to understanding the duties of brokers and securities firm, our lawyers understand a range of complicated financial investment products that often cause harm to uninformed investors. Do not assume that market forces caused your financial loss. Many times, investors who have lost money did so because stockbrokers were negligent or fraudulent in the handling of the account. The securities investment attorneys at The Frankowski Firm fight aggressively to hold financial wrongdoers accountable. To discuss your case and get answers to your questions, please call 888.741.7503.
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Investors in Benefit Street Partners Realty Trust, Inc., formerly known as Realty Finance Trust, may have a right to recover their investment losses if their Benefit Street investment was recommended to them by a financial adviser who misrepresented the investment or made a recommendation that did not suit the investors’ risk tolerance. Contact us today to schedule a free consultation if you believe you may have a claim, or click the link below to our blog to learn more.
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Each year millions of people place their trust in stock brokers and brokerage firms to handle their investments. Clients sometimes place their entire life savings and retirements in the hands of these firms with the promise that their funds will be professionally managed to create more wealth and retirement income. Unfortunately, investments do not always turn out like they are initially presented. Clients are sometimes taken advantage of by unscrupulous brokers and investment advisors. When this happens, investors face the reality that they may lose their entire investment, which sometimes amounts to their life savings or retirement. If you have lost money with a stock broker, contact us today for a free consultation to see what recovery options may be available.
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Have you lost money with a broker? Do not assume market forces caused your financial harm. Often times, brokers and brokerage firms failed their legal duty to protect, advise, and serve you. Victims of investment fraud have a right to seek satisfaction in court or arbitration. Because investment securities cases are very complex, they require a broad mix of financial, legal, and practical skills. Attorney Richard S. Frankowski, the founder of the firm, has been fighting for investors who lost more than just their money, investors who lost their security and their dreams for more than 15 years. His legal team is ready to answer all of your questions, investigate your claim, and fight aggressively for you if a broker or brokerage firm failed to meet their duties or, worse, committed securities fraud. To learn if you have a case or claim please contact us at 888-741-7503 or complete our contact form to schedule a consultation.
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