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William Ruehle's defense lawyer, Richard Marmaro, asks Henry Samueli about the former chief financial officer at Broadcom Corp. Ruehle is on trial for securities fraud.
Henry Samueli testifies for the defense in the federal options-backdating trial of a former colleague at Broadcom, the company Samueli co-founded.
Missouri Securities and Investment Fraud Attorney representing victims of investment losses. The firm also provides estate planning and business planning services in Missouri and Kansas.
March 22, 2011 - "The Political Economy of Fraud in the Market" - Penn Program on Regulation hosted Professor William Wilson Bratton and Professor Michael L. Wachter of Penn Law in a Risk Regulation Seminar at the Wharton School, where they presented the findings from their recent paper, "The Political Economy of Fraud in the Market", about securities fraud and how it may be combated. Wachter and Bratton discussed the issues surrounding current fraud on the market class actions against securities fraud. They found that these class actions do little to actually discourage securities fraud since it relies upon enterprise liability. They believe that individual private litigation would be a better course, especially if the Congress is able to give the Securities and Exchange Commission is given greater private and public enforcement powers to investigate and charge crimes of securities fraud. William Wilson Bratton is the Nicholas F. Gallicchio Professor of Law and the Co-Director for the Institute for Law and Economics at the University of Pennsylvania Law School. Michael L. Wachter is the William B. Johnson Professor of Law and Economics and is also the Co-Director for the Institute for Law and Economics at the University of Pennsylvania Law School.
From the Edward T. LeBlanc Collection at Northern Illinois University.[View and download the complete book]
The government of the U.S. Virgin Islands in a court filing Friday estimated that it will seek damages of at least $190 million from JPMorgan Chase in a lawsuit accusing the big bank of facilitating sex trafficking by its former long-time customer Jeffrey Epstein.The Virgin Islands also said it wants an order requiring JPMorgan to take a series of steps to protect young women and girls from other predators in the future. "These sets of recommendations aim to address the same core problem: JPMorgan's knowledge ofand failure to report Epstein's trafficking because it lacked the economic incentive and motivationto place compliance with the law and prevention of trafficking ahead of its own profits," the filing in U.S. District Court in Manhattan says.The American territory also said it will seek further compensatory damages specifically for victims of Epstein beyond the nearly $300 million JPMorgan agreed to pay victims last month to settle a lawsuit by one of his accusers. The filing did not give an amount for those additional damages from the bank, which has staunchly denied any wrongdoing.The new filing came in response to a request last week by Judge Jed Rakoff that the territory detail the damages it seeks in the case as it heads toward a scheduled Oct. 23 trial.The
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U.S. Courthouse (S.D.N.Y.), New York City
Shot on Portra 400NC film using a Voigtlander Bessa R3A rangefinder with a 12mm f/5.6 Ultra Wide-Heliar lens; RGB channel-mixing in Photoshop
March 22, 2011 - "The Political Economy of Fraud in the Market" - Penn Program on Regulation hosted Professor William Wilson Bratton and Professor Michael L. Wachter of Penn Law in a Risk Regulation Seminar at the Wharton School, where they presented the findings from their recent paper, "The Political Economy of Fraud in the Market", about securities fraud and how it may be combated. Wachter and Bratton discussed the issues surrounding current fraud on the market class actions against securities fraud. They found that these class actions do little to actually discourage securities fraud since it relies upon enterprise liability. They believe that individual private litigation would be a better course, especially if the Congress is able to give the Securities and Exchange Commission is given greater private and public enforcement powers to investigate and charge crimes of securities fraud. William Wilson Bratton is the Professor of Law and the Co-Director for the Institute for Law and Economics at the University of Pennsylvania Law School. Michael L. Wachter is the William B. Johnson Professor of Law and Economics and is also the Co-Director for the Institute for Law and Economics at the University of Pennsylvania Law School.
Watch this video and you can see why it is easy to fall for an economic scam. We can thank the New Mexico Securities Division for publishing this enlightening and educational video.
From the CD - Betrayal of Trust, Investment Fraud in New Mexico
Posted by Mark Mathosian, retired financial fraud investigator
Watch this video and you can see why it is easy to fall for an economic scam. We can thank the New Mexico Securities Division for publishing this enlightening and educational video.
From the CD - Betrayal of Trust, Investment Fraud in New Mexico
Posted by Mark Mathosian, Retired financial fraud investigator
March 22, 2011 - "The Political Economy of Fraud in the Market" - Penn Program on Regulation hosted Professor William Wilson Bratton and Professor Michael L. Wachter of Penn Law in a Risk Regulation Seminar at the Wharton School, where they presented the findings from their recent paper, "The Political Economy of Fraud in the Market", about securities fraud and how it may be combated. Wachter and Bratton discussed the issues surrounding current fraud on the market class actions against securities fraud. They found that these class actions do little to actually discourage securities fraud since it relies upon enterprise liability. They believe that individual private litigation would be a better course, especially if the Congress is able to give the Securities and Exchange Commission is given greater private and public enforcement powers to investigate and charge crimes of securities fraud. William Wilson Bratton is the Professor of Law and the Co-Director for the Institute for Law and Economics at the University of Pennsylvania Law School. Michael L. Wachter is the William B. Johnson Professor of Law and Economics and is also the Co-Director for the Institute for Law and Economics at the University of Pennsylvania Law School.
From the Edward T. LeBlanc Collection at Northern Illinois University.[View and download the complete book]
Financial advisors and securities brokerage firms have a legal duty to monitor the actions and recommendations of their brokers to make sure the broker is complying with both FINRA rules and state and federal securities laws. When a broker dealer fails to supervise a broker’s conduct, the firm can be held liable for its failure to supervise. The Frankowski Firm’s attorneys usually bring two claims when a firm fails to watch over broker misconduct for fraud. The first claim is an action against the broker for negligence or securities fraud. The second claim is against the brokerage firm or supervisor for failing to oversee the broker. We handle complex supervision claims for investors throughout the country. Contact us today if you or a loved one have lost money with a broker, we offer a free consultation to review the cause of your loss.
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US FDIC sues 16 banks alleging Libor manipulation in Doral collapse
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US FDIC sues 16 banks alleging Libor manipulation in Doral collapse
A U.S. regulator on Tuesday filed a lawsuit against 16 U.S. and international banks alleging they had manipulated bbaLIBOR, which is a series of interest-rate benchmarks, leading to the collapse of Puerto Rico’s Doral Bank.
The F...
The Frankowski Firm concentrates its practice on helping investors who have lost money or failed to get a reasonable return on investments. Contact us today for a free consultation if you believe you have been the victim of negligent or fraudulent actions by an investment company or brokerage firm.
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The attorneys at The Frankowski Firm bring securities arbitration claims and applicable court cases when stockbrokers and brokerage firms fail to adequately inform and advise their clients.
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Most broker fraud and negligence cases are now heard through FINRA (Financial Industry Regulatory Authority) arbitration. Securities arbitration is mandated for most investor disputes because brokerage firms usually include an arbitration provision in their contracts with investor clients. Once you sign their contract, you are usually obligated to abide by that contract. That means giving up your right to a trial by a jury of your peers, and going to FINRA arbitration to resolve any disputes you may have with your broker or firm. If you or a loved have lost money with a broker, contact us today to schedule a free, no obligation consultation.
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Our investment and securities fraud attorneys provide nationwide help for investors.There are many types of investment issues and financial wrongs that merit bringing a legal claim. Know your rights. Speak with one of our investment attorneys if you have lost money with your stockbroker.
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Many investors work hard for every dollar they make. When life savings or substantial earnings are entrusted to a stockbroker or investment advisor, the investor has the right to expect competence and professionalism – not careless conduct and fraud. If your investments have lost money or failed to make a reasonable return, you may have a claim. The Frankowski Firm can analyze the reason for your losses or poor returns. We hold wrongdoers accountable for securities negligence and fraud. Call us at 888-741-7503 or complete our contact form to schedule an appointment.
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Have you lost money with a broker? Do not assume market forces caused your financial harm. Often times, brokers and brokerage firms failed their legal duty to protect, advise, and serve you. Victims of investment fraud have a right to seek satisfaction in court or arbitration. Because investment securities cases are very complex, they require a broad mix of financial, legal, and practical skills. Attorney Richard S. Frankowski, the founder of the firm, has been fighting for investors who lost more than just their money, investors who lost their security and their dreams for more than 15 years. His legal team is ready to answer all of your questions, investigate your claim, and fight aggressively for you if a broker or brokerage firm failed to meet their duties or, worse, committed securities fraud. To learn if you have a case or claim please contact us at 888-741-7503 or complete our contact form to schedule a consultation.
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