My RIA Lawyer
3333 Lee Parkway
Turtle Creek, Suite 600
Dallas, TX 75219
972-737-9276
My RIA lawyer is a SEC Defense in Dallas dedicated to serving clients with a range of legal services including ria compliance, expungements & general counsel.
Let’s be real. You would rather meet with prospective clients and provide them services than do compliance tasks. Why? Because working with clients MAKES YOU MONEY. Compliance is not a revenue generating activity. BUT, a robust compliance program can SAVE you money.
SEC Defense, Regulatory Compliance, Securities Lawyer, Sec Registration, Regulatory Compliance Attorney, Finra Exam, Finra Arbitration, Securities Litigation, Securities Arbitration Lawyer, Finra Expungement
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- JoinedAugust 2021
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